16
Years Experience
7
Firms
19
States
0
Disclosures

Current Registration

Name
Jeff A. Fink
CRD Number
5645604
Current Firm
LPL Financial LLC
Registration Date
May 4, 2022
LPL Financial LLC
1055 LPL Way
Fort Mill, SC 29715

Branch Office Locations (15)

Nashville
1736 Carothers Parkway, Suite 100
Brentwood, TN 37027
Brentwood
1204 Nashville Pike, Suite 200
Gallatin, TN 37066
Clarksville
3101 Sango Drive, Suite 101
Clarksville, TN 37043
Columbia
1007 Henley Lane, Suite 200
Columbia, TN 38401
Ashland City
312 South Main Street, Suite 102
Ashland City, TN 37015
Springfield
3556 Park Avenue, Suite 101
Springfield, TN 37172
Pegram
1985 Pegram Road, Suite 101
Pegram, TN 37143
Murfreesboro
2421 Old Fort Parkway, Suite 100
Murfreesboro, TN 37128
Pleasant View
2646 Highway 49 East, Suite 200
Pleasant View, TN 37146
Thompsons Station
4807 Columbia Pike, Suite 150
Thompsons Station, TN 37179

State-by-State Registration

State Category Status Effective Date

Professional Examinations

General Industry/Product Exams

Securities Industry Essentials (SIE)
Passed: October 1, 2018
General Securities Representative (Series 7)
Passed: June 22, 2009
Uniform Combined State Law (Series 66)
Passed: July 8, 2009

Registration & Employment History

May 2022 - Present
LPL Financial LLC (CRD# 6413)
Clarksville, TN
Current

Broker & Investment Adviser Representative

June 2018 - May 2022
Ameriprise Financial Services, LLC
Gallatin, TN
Former

Broker & Investment Adviser Representative

June 2015 - September 2018
Investment Professionals, Inc.
Gallatin, TN
Former

Investment Adviser Representative

Various periods 2011-2015
LPL Financial LLC
Multiple locations
Former

Broker & Investment Adviser Representative

May 2012 - October 2013
Stratos Wealth Partners, Ltd
Brentwood, TN
Former

Investment Adviser Representative

June 2011 - October 2011
UVEST Financial Services Group
Nashville, TN
Former

Investment Adviser Representative

October 2009 - June 2011
Merrill Lynch
Nashville, TN
Former

Investment Adviser Representative

June 2009 - October 2009
Waddell & Reed, Inc.
Nashville, TN
Former

Investment Adviser Representative

Disclosure Events

✓ No Disclosure Events Reported

This broker has no reported customer complaints, arbitrations, regulatory actions, employment terminations, bankruptcy filings, or criminal/civil judicial proceedings.

About This Report

This BrokerCheck report provides information on all current, and many former, registered securities brokers, and all current and former registered securities firms. FINRA strongly encourages investors to use BrokerCheck to check the background of securities brokers and brokerage firms before deciding to conduct business with them.

Key Information

Data Source
FINRA CRD®
Update Frequency
Within 30 days
Availability
Next day after report